David R. Chase, P.A.

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In the News

August 8, 2024

David R. Chase, Esq. Quoted on Wells Notice to WisdomTree

May 24, 2024

David R. Chase, Esq. quoted on SEC investigation into Philips Respironics

May 7, 2024

David R. Chase, Esq. Interviewed on Sec Investigation Concerning Possible Unregistered Broker Activity

October 17, 2023

David R. Chase, Esq. quoted on SEC Settlement with Financial Adviser

December, 2022

David R. Chase, Esq. Quoted on the Ftx Crypto Fraud

November 16, 2022

David R. Chase, Esq. Interviewed on the Ftx Crypto Class Action Lawsuit

February 17, 2022

David R. Chase, Esq. quoted on Elon Musk SEC Settlement

February 4, 2022

David R. Chase, Esq. quoted on Neuralink Request for SEC Waiver

January 10, 2022

David R. Chase, Esq. quoted on Ponzi Scheme

December 15, 2021

David R. Chase, Esq. quoted on SEC’s Tougher Approach on Settlement

November 29, 2021

David R. Chase, Esq. quoted on Investment Advisor Theft Case

October 11, 2021

David R. Chase, Esq. quoted on the SEC Whistleblower’s Claims against Facebook

September 24, 2021

David R. Chase, Esq. quoted on SEC Enforcement of Pre-IPO False Statements

June 28, 2021

David R. Chase, Esq. quoted on SEC prosecution of cherry picking scheme

April 18, 2021

David R. Chase quoted on SEC crypto case against Ripple

January 21, 2021

David R. Chase, Esq. quoted on pardons of white collar securities criminals

December 4, 2020

David R. Chase, Esq. quoted on the Senator David Perdue SEC Insider Trading Investigation

September 12, 2020

David R. Chase, Esq. quoted on Senator’s securities trading

June 4, 2020

David R. Chase, Esq. quoted on Merrill Lynch FINRA settlement

May 23, 2020

David R. Chase, Esq. quoted on Senator Burr Insider Trading Investigation

January 2, 2020

David R. Chase, Esq. quoted on his representation of investors against Voya Financial

South Florida Business Journal

November 22, 2019

David R. Chase, Esq. quoted on SEC emergency asset freeze case

September 24, 2019

David R. Chase, Esq. quoted on his representation of former Jim Flynn’s customers against Voya Financial Advisors

September 6, 2019

David R. Chase, Esq. quoted on SEC enforcement action against Options Clearing Corporation

August 7, 2019

David R. Chase, Esq. comments on proposed SEC civil penalty and disgorgement legislation

July 22, 2019

David R. Chase, Esq. quoted on proposed SEC legislation to increase civil monetary penalties

April 13, 2019

David R. Chase, Esq. Quoted on Unregistered Securities Brokers

March 16, 2019

David R. Chase, Esq. quoted on SEC Chairman Clayton’s Enforcement Policy

March 15, 2019

David R. Chase, Esq. Quoted on SEC’s Contempt Action Against Elon Musk for Tweet

March 14, 2019

David R. Chase, Esq. quoted on SEC’s contempt action against Elon Musk

February 26, 2019

David R. Chase, Esq. quoted on SEC contempt action against Elon Musk

January 15, 2019

David R. Chase, Esq. quoted on Insider Trading Cyberhack on SEC EDGAR Database

January 14, 2019

David R. Chase, Esq. quoted on Effects of SEC Government Shutdown on SEC Defense Bar

November 30, 2018

David R. Chase, Esq. Quoted on GE SEC Investigation

November 30, 2018

David R. Chase, Esq. quoted on Adequacy of Marriott’s Cyber-breach SEC Disclosures

November 20, 2018

David Chase, Esq. quoted on Possible SEC Case Against Carlos Ghosn

October 10, 2018

David R. Chase, Esq. quoted on state securities regulators recent crackdown on crypto currencies

September 28, 2018

David R. Chase, Esq. quoted on SEC fraud case against Elon Musk

September 22, 2018

David R. Chase, Esq. quoted on Representative Chris Collins Insider Trading Case

September 18, 2018

David R. Chase, Esq. quoted on SEC charges against SeaWorld

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August 13, 2018

David R. Chase, Esq. quoted on the Chris Collins Insider Trading Case

August 10, 2018

David R. Chase, Esq. quoted on Representative Chris Collins Insider Trading Indictment

June 29, 2018

David R. Chase, Esq. quoted on Supreme Court decision on statute of limitations for SEC disgorgement

May 9, 2018

David R. Chase, Esq. quoted on application of securities laws to Cryptocurrency Tokens

May 3, 2018

David R. Chase, Esq. quoted on SEC subpoena enforcement action against Jay-Z

April 13, 2018

David R. Chase, Esq. comments on SEC settlement in a parallel securities criminal case

April 4, 2018

David R. Chase, Esq. quoted on Initial Coin Securities Offerings

March 30, 2018

David R. Chase, Esq. quoted on SEC lawsuit involving alleged pre-Revolutionary Chinese Bonds securities fraud scheme

March 15, 2018

David R. Chase, Esq. quoted on application of federal securities laws to cryptocurrencies

March 9, 2018
David R. Chase, Esq. quoted on sentencing of Martin Shkreli in securities fraud case

March 8, 2018
David R. Chase, Esq. interviewed on Martin Shkreli’s Securities case

February 7, 2018
David R. Chase, Esq. interviewed on SEC’s recent enforcement crackdown on Bitcoins

January 23, 2018
David R. Chase, Esq. interviewed about the PCAOB and KPMG Scandal

November 21, 2017
Uber Reveals Data Breach and Cover-up, Leading to Two Firings

November 8, 2017
What to Do When the SEC Hits You with a Wells Notice

November 4, 2017
Jay Clayton plans to crack down on retail fraud, promote IPOs

September 14, 2017
David R. Chase, Esq. quoted on Martin Shkreli case, dated September 14, 2017

August 31, 2017
David R. Chase, Esq. quoted on SEC Settlement with Steven Cohen

August 4, 2017
David R. Chase, Esq. quoted on recent U.S. Supreme Court case Kokesh v. SEC

August 4, 2017
David R. Chase, Esq. quoted on Shkreli securities fraud convictions

August 3, 2017
David R. Chase, Esq. quoted on Shkreli criminal securities fraud trial

June 22, 2017
David R. Chase, Esq. was invited to speak at the NCS Regulatory Compliance 2017 Conference and spoke on the following securities law topics: Senior Investors: Best Practices and Initiatives; SEC Regulatory Outlook Panel; and, Managing a SEC Regulatory Exam: A Regulator’s Perspective

July 25, 2017
David Chase quoted on Government strategy in Shrekli securities fraud case

May 19, 2017
David R. Chase Esq. quoted on SEC’s Cooperman Deal Gives Defense Bar New Tool

January 4, 2017
David R. Chase Esq. quoted on Trump’s appointment of SEC Head

January 4, 2017
David R. Chase, Esq. quoted on SEC chairman nominee

November 29, 2016
David R. Chase, Esq. is published on SEC insider trading investigations

November 10, 2016
David R. Chase, Esq. quoted on recent SEC enforcement action against investment advisors

October 19, 2016
David R. Chase, Esq. quoted on SEC Settlement with E&Y

October 6, 2016
David R. Chase, Esq. quoted on SEC Settlement with Credit Suisse

August 26, 2016
David R. Chase, Esq. quoted in article on SEC hot-button topics for investment advisors

July 16, 2016
David R. Chase, Esq. is published in The Hill.com: SEC amends its administrative hearing rules: a Band-Aid not a cure

July 13, 2016
David R. Chase, Esq. comments on SEC approves reforms to in-house process for enforcement cases

July 10, 2016
David R. Chase, Esq. comments on SEC case against Dawn J. Bennett

June 3, 2016
David R. Chase, Esq. comments on Miami digs in against SEC as securities fraud civil trial looms

May 23, 2016
David R. Chase, Esq. is published on the Phil Mickelson’s SEC-insider trading case

May 23, 2016
David R. Chase, Esq. comments on the Phil Mickelson’s SEC-insider trading case

May 23, 2016
David R. Chase, Esq. is published on the Phil Mickelson’s SEC-insider trading case

March 22, 2016
David R. Chase, Esq. comments on SEC Proposed Mutual Fund Liquidity Rules

March 2016
David R. Chase, Esq. comments on the new SEC Office of Risk and Strategy

November 20, 2015
SEC freezes assets of South Florida woman and company for alleged EB-5 scam

October 4, 2012
Radio Interview of David R. Chase, Esq. on insider trading.

February 24, 2013
David R. Chase, Esq. comments on new FINRA Rule 8210

July 24, 2012
David R. Chase, Esq. Quoted on SEC Investigation into City of Miami

December 24, 2011
David R. Chase, Esq. Quoted on SEC Investigation into Bonds offering for Miami Marlins Stadium

October 09, 2011
David R. Chase, Esq. comments on SEC Investigation into City of Miami

June 11, 2011
David R. Chase, Esq. Quoted on Securities Regulation in Florida

August 17, 2010
David R. Chase, Esq. Quoted on SEC Investigation into City of Miami

July 16, 2009
David R. Chase, Esq. Quoted on SEC insider trading case

May 19, 2008
David R. Chase, Esq. Quoted on SEC Ruling

September 28, 2003
David R. Chase, Esq. Quoted on White Collar Criminal Trial

September 2003
David R. Chase, Esq. Quoted on Investment Advisor Guilty Plea