In the News



in-the-news
August 4, 2017

David R. Chase, Esq. quoted on recent U.S. Supreme Court case Kokesh v. SEC

August 4, 2017

David R. Chase, Esq. quoted on Shkreli securities fraud convictions

August 3, 2017

David R. Chase, Esq. quoted on Shkreli criminal securities fraud trial

June 22, 2017

David R. Chase, Esq. was invited to speak at the NCS Regulatory Compliance 2017 Conference and spoke on the following securities law topics: Senior Investors: Best Practices and Initiatives; SEC Regulatory Outlook Panel; and, Managing a SEC Regulatory Exam: A Regulator’s Perspective

July 25, 2017

David Chase quoted on Government strategy in Shrekli securities fraud case

May 19, 2017

David R. Chase Esq. quoted on SEC's Cooperman Deal Gives Defense Bar New Tool

January 4, 2017

David R. Chase Esq. quoted on Trump's appointment of SEC Head

January 4, 2017

David R. Chase, Esq. quoted on SEC chairman nominee

November 29, 2016

David R. Chase, Esq. is published on SEC insider trading investigations

November 10, 2016

David R. Chase, Esq. quoted on recent SEC enforcement action against investment advisors

October 19, 2016

David R. Chase, Esq. quoted on SEC Settlement with E&Y

October 6, 2016

David R. Chase, Esq. quoted on SEC Settlement with Credit Suisse

August 26, 2016

David R. Chase, Esq. quoted in article on SEC hot-button topics for investment advisors

July 16, 2016

David R. Chase, Esq. is published in The Hill.com: SEC amends its administrative hearing rules: a Band-Aid not a cure

July 13, 2016

David R. Chase, Esq. comments on SEC approves reforms to in-house process for enforcement cases

July 10, 2016

David R. Chase, Esq. comments on SEC case against Dawn J. Bennett

June 3, 2016

David R. Chase, Esq. comments on Miami digs in against SEC as securities fraud civil trial looms

May 23, 2016

David R. Chase, Esq. is published on the Phil Mickelson's SEC-insider trading case

May 23, 2016

David R. Chase, Esq. comments on the Phil Mickelson's SEC-insider trading case

May 23, 2016

David R. Chase, Esq. is published on the Phil Mickelson's SEC-insider trading case

March 22, 2016

David R. Chase, Esq. comments on SEC Proposed Mutual Fund Liquidity Rules

March 2016

David R. Chase, Esq. comments on the new SEC Office of Risk and Strategy

November 20, 2015

SEC freezes assets of South Florida woman and company for alleged EB-5 scam

October 4, 2012

Radio Interview of David R. Chase, Esq. on insider trading.

February 24, 2013

David R. Chase, Esq. comments on new FINRA Rule 8210

July 24, 2012

David R. Chase, Esq. Quoted on SEC Investigation into City of Miami

December 24, 2011

David R. Chase, Esq. Quoted on SEC Investigation into Bonds offering for Miami Marlins Stadium

October 09, 2011

David R. Chase, Esq. comments on SEC Investigation into City of Miami

June 11, 2011

David R. Chase, Esq. Quoted on Securities Regulation in Florida

August 17, 2010

David R. Chase, Esq. Quoted on SEC Investigation into City of Miami

July 16, 2009

David R. Chase, Esq. Quoted on SEC insider trading case

May 19, 2008

David R. Chase, Esq. Quoted on SEC Ruling

September 28, 2003

David R. Chase, Esq. Quoted on White Collar Criminal Trial

September 2003

David R. Chase, Esq. Quoted on Investment Advisor Guilty Plea